Pui King Yip
葉佩琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui King Yip (葉佩琼), a licensed former licensee with CE reference BHZ318. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-05 | 2023-03-10 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 9 — Asset management | 2022-12-05 | 2023-03-10 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-05 | 2020-11-30 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-11 | 2020-11-30 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-12 | 2017-11-24 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-07-12 | 2017-11-24 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-03 | 2017-11-24 |
| Riches Depot Securities Co., Limited 聚富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-30 | 2016-10-19 |