Hoe Kay Ho
何浩基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoe Kay Ho (何浩基), a licensed former licensee with CE reference AZR704. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-03 | 2024-10-09 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-03 | 2024-10-09 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-11-03 | 2024-10-09 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-02-24 | 2022-10-14 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-09 | 2022-07-01 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-09 | 2022-10-14 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-15 | 2020-02-08 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-15 | 2020-02-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-05-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2019-05-04 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-11-06 | 2019-05-04 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-02 | 2019-05-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-19 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-19 | 2017-10-02 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2012-07-13 | 2014-08-23 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2012-07-13 | 2014-08-23 |