Dennis Che Chung Lam
林志聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Che Chung Lam (林志聰), a licensed former licensee with CE reference ALG475. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mighty Divine Securities Limited |
RO | Type 1 — Dealing in securities | 2021-06-08 | 2025-02-15 |
| Mighty Divine Investment Management Limited | RO | Type 9 — Asset management | 2020-06-09 | 2025-02-15 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-08 | 2020-01-07 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-11 | 2020-01-07 |
| Phoenician Limited 富理基有限公司 |
RO | Type 4 — Advising on securities | 2015-09-21 | 2016-06-27 |
| Phoenician Limited 富理基有限公司 |
RO | Type 9 — Asset management | 2015-05-12 | 2016-06-27 |
| Phoenician Limited 富理基有限公司 |
Rep | Type 9 — Asset management | 2015-04-15 | 2015-05-12 |
| JT Capital Management Limited 嘉泰新興資本管理有限公司 |
RO | Type 9 — Asset management | 2013-03-18 | 2015-04-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-24 | 2012-08-09 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-12-24 | 2012-08-09 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2008-12-18 | 2012-08-09 |
| Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 |
RO | Type 9 — Asset management | 2007-03-16 | 2008-03-21 |
| Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-10-27 | 2007-03-16 |