Chok Wah Mui
梅作華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chok Wah Mui (梅作華), a licensed former licensee with CE reference ABX544. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-21 | 2025-05-16 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-21 | 2025-05-16 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-21 | 2025-05-16 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-07-21 | 2025-05-16 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-05-16 | 2022-07-21 |
| Huafu International Finance Limited 華福國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-01-25 | 2021-11-30 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-04 | 2020-05-15 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-04 | 2020-05-15 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-04 | 2020-05-15 |
| ZhongHua Finance Capital Co., Limited 中華金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-02-04 | 2020-05-15 |
| F.E. Corporate Finance Advisory Limited |
RO | Type 6 — Advising on corporate finance | 2012-08-03 | 2019-10-06 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 4 — Advising on securities | 2011-06-16 | 2012-02-28 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-06-16 | 2012-02-28 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-24 | 2011-06-16 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-24 | 2011-06-16 |
| GSI Finance Group Limited 富安金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-03-18 | 2011-03-31 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-01-14 | 2011-02-02 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-07 | 2011-02-02 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-12-07 | 2010-01-14 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-10-29 | 2009-12-01 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-20 | 2009-12-01 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-20 | 2009-12-01 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-10-20 | 2009-12-01 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-11-10 | 2007-04-02 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-02 | 2006-11-06 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-12 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-12 |