Sino-Rich Securities & Futures Limited

中順證券期貨有限公司
CE No. AFN604 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sino-Rich Securities & Futures Limited (中順證券期貨有限公司), a Hong Kong-based licensed corporation with CE reference AFN604. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 28 (total recorded over time: 138). Earliest licence on file: 2005-09-17.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →

Registered address

Unit 2205-6, 22/F, Global Trade Square, No. 21 Wong Chuk Hang Road, Wong Chuk Hang

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2010-11-17 present
Type 4 — Advising on securities 2012-06-21 present
Type 5 — Advising on futures contracts 2012-06-21 present
Type 9 — Asset management 2013-09-02 present
Type 4 — Advising on securities present 2004-07-02
Type 6 — Advising on corporate finance 2005-09-17 2011-05-16
Type 6 — Advising on corporate finance present 2004-07-02
Type 9 — Asset management present 2004-07-02

Licensed staff (all-time) (138)
Active on date

Name Activities First licensed To
Kwong Hoi Au 區光海 RO 1, 2, 9 2010-11 2016-05
Wilhelm Soeharsono Budihardjo 沈振偉 RO 1, 2, 4, 5, 9 2011-08 Present
Ka Wah Chan 陳家驊 RO 1, 2, 4, 5, 9 2021-11 2024-01
Kin Shing Chen 陳健成 RO 1, 2, 4, 9 Rep 1, 2, 4, 9 2024-05 Present
Barry Kwok Wing Cheung 張國榮 RO 2 Rep 1 2009-08 2011-09
Ka Ho Cheung 張家豪 RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2016-05 Present
Jerry Chiou RO 6 2005-09 2006-06
Benedict Hon Yuen Hui 許瀚源 RO 2 Rep 1, 2 2012-02 2012-05
Chun Keung (SFC:AGO011) Lai 賴俊強 RO 1, 2 Rep 1, 2 2011-09 2014-04
Man Kit Leung 梁文傑 RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2019-03 2019-07
Tak Ki Leung 梁德其 RO 1 Rep 1, 4, 6, 9 Pre-2003 2022-09
Chujun Liu 劉楚君 RO 1, 2, 4, 5 Rep 1, 2, 9 2019-12 Present
Sai Kwong Liu 廖世光 RO 1 Rep 1 2004-10 2011-12
Ho Leung Poon 潘可亮 RO 1, 2 Rep 1, 2, 9 2014-06 2015-10
Ho Man Poon 潘浩文 RO 1, 6 Pre-2003 2014-05
Yan Shing 盛欣 RO 1, 2 Rep 1, 2 2011-03 Present
Raymond So 蘇利民 RO 6 2005-09 2007-10
Wing Fai Tse 謝榮輝 RO 1, 2, 4, 5, 9 Rep 1, 2 2012-03 2024-11
Bo (SFC:AMN889) Wang 王波 RO 1, 4, 9 2025-06 Present
Douglas Kim Ho Yu 余劍豪 RO 1 Rep 9 2016-08 2019-01
Tak Po Yung 翁德寶 RO 1, 4, 6, 9 Pre-2003 2004-12
Tsz Fung Au Yeung 歐陽子鋒 Rep 1 2008-02 2012-12
Andrew Wing Shing Chan 陳永成 Rep 1, 4, 6, 9 Pre-2003 2009-12
Chak Yin Chan 陳澤賢 Rep 1, 2 2014-11 2025-02
Felex Wan Wong Chan 陳運煌 Rep 1 2011-02 2012-12
Ka Yee (SFC:AJA765) Chan 陳嘉儀 Rep 1, 6 2003-07 2017-04
Kin Ming Chan 陳建明 Rep 1, 4, 6, 9 Pre-2003 2003-08
Leong Hong Chan 陳亮匡 Rep 1 2023-05 Present
Tsan Tuen Chan 陳贊屯 Rep 1, 2, 9 2014-10 2014-11
Tsz King Chan 陳子勁 Rep 1 2012-04 2019-02
Wing Ho Chan 陳詠豪 Rep 1, 2, 4, 5 2015-04 2017-04
Winkins Wai Kit Chan 陳偉傑 Rep 1, 2, 9 2025-06 2025-12
Yik Fung Chan 陳奕豐 Rep 1 2007-10 2009-03
Keith Hon Kit Chau 周漢傑 Rep 1, 4, 6, 9 Pre-2003 2004-02
Kwong Lui Chau 鄒光磊 Rep 1, 2 2011-09 2013-10
Rongqi Chen 陳容琦 Rep 1, 2 2014-04 2014-11
Harrie Kwok Wing Cheng 鄭國榮 Rep 1, 4, 6, 9 Pre-2003 2007-10
Hei Naat Cheng 鄭希鈉 Rep 1, 2, 4, 5, 9 2021-09 2022-08
Wa Kun Cheng 鄭華根 Rep 1 2019-11 Present
Andy Ka Keung Cheung 張家強 Rep 1, 2 2013-12 Present
Kam Wah Cheung 張錦華 Rep 1 2006-04 2019-03
Kin Fai Cheung 張建輝 Rep 1, 4, 6, 9 Pre-2003 2005-11
Nicholas Chi Chung Cheung 張智聰 Rep 1, 2, 4, 5, 9 2024-10 2026-03
Wing Yan (SFC:AMM076) Cheung 張詠欣 Rep 1 2005-11 2006-08
Upton Pui Cheong Chik 戚培昌 Rep 1 2005-04 2005-06
Chi Yu Jessie Chiu 趙梓如 Rep 1, 4, 9 2014-03 2016-05
Dzi Luk Fino Choi 蔡之錄 Rep 1, 2, 9 2014-04 Present
Ming Chun Choi 蔡明竣 Rep 1, 2 2012-11 2014-11
Chi Hang (SFC:AMN648) Chow 周智行 Rep 1 2005-11 2011-07
Clement Yui Cheung Chow 周耀祥 Rep 1, 4 2016-07 2017-07
Gigi Tak Chi Chow 周德芝 Rep 1 2011-07 2013-01
Kenneth Pak Lin Chow 周伯年 Rep 1 2005-09 2022-03
Ka Wang Henry Chu 朱家弘 Rep 9 2020-09 2021-03
Lap Yin Chu 朱立賢 Rep 1 2009-07 2010-02
Jiaying Fan 范佳穎 Rep 1, 2 2018-06 2019-10
Sean Fang 方頌和 Rep 1, 4, 9 2015-11 2017-04
Hua Gong 龔華 Rep 1 2008-09 2009-04
Xingyou Guo 郭星佑 Rep 1, 2, 4, 9 2021-03 2023-08
Cho Ki Ho 何祖祈 Rep 1, 2 2011-11 2012-03
Yam Ip Hon 康欽燁 Rep 1, 4, 9 2017-08 Present
Suet Kei Fanny Hong 項雪琦 Rep 1 2011-07 2012-05
Jinhuan Hu 胡金環 Rep 1 2008-11 2009-04
Man Yan Hui 許文恩 Rep 1, 4 2020-09 2024-02
Suet Kwan Hui 許雪君 Rep 1, 2 2012-08 2014-10
Gary Lok Ming Hung 熊洛銘 Rep 4, 5, 9 2021-01 Present
Chi Sum Ko 高智深 Rep 1 2025-12 Present
Yat-Hei Gary Lai 黎逸希 Rep 1, 2 2012-01 2012-06
Chun Lam Lau 劉振琳 Rep 1, 4, 9 2021-04 2022-06
Tik Sang Lau 劉迪生 Rep 1, 2 2012-05 2013-09
Vincent Chi Kin Lau 劉子堅 Rep 6 2009-08 2009-08
Kok Yu Law 羅玨瑜 Rep 1 2005-03 2005-05
Kwong Wai Lee 李剛瑋 Rep 1, 2, 4 2013-07 2013-10
Wai Yee (SFC:AMX278) Lee 李慧兒 Rep 6 2006-02 2006-10
Yin Man Lee 李彥文 Rep 1, 2 2008-06 2012-12
Yiu Chung Lee 李耀宗 Rep 1 2006-03 2006-08
Yiu Ming (SFC:AQM056) Lee 李耀明 Rep 1 2008-03 2008-12
Yu Hin Lee 利宇軒 Rep 1, 2 2013-07 2014-10
Ka Yiu Leung 梁家耀 Rep 1 2008-03 2015-04
Yiu Hong Leung 梁耀康 Rep 1, 4, 9 2024-05 Present
Ho Pan Li 李皓斌 Rep 1, 2 2013-11 2015-08
Sihui (SFC:ASE821) Li 李思慧 Rep 1 2015-01 2015-06
Yiu Fai Loh 陸耀輝 Rep 1, 2, 4, 5, 9 2009-05 2019-12
Jimme Shu Wing Lui 呂樹榮 Rep 1 2007-10 2008-11
Jiaming Luo 羅家鳴 Rep 1, 2 2025-05 Present
Chak Kei Ma 馬澤祺 Rep 1, 2, 4 2014-10 2016-01
Man Hon Ma 馬文瀚 Rep 1, 2 2011-06 2013-06
Pak Chuen Ma 馬伯全 Rep 1 2009-07 2017-04
Ho Ming Mak 麥皓明 Rep 1, 4, 9 2020-07 2021-02
Fabiano Hugues Joseph Mascolo Rep 1, 9 2017-01 2018-12
Wai Fan Mok 莫惠芬 Rep 1, 4, 9 2018-05 2020-12
Chok Wah Mui 梅作華 Rep 6 2006-11 2007-04
Chi Hang Ng 吳志恆 Rep 1, 2, 4, 5, 9 2024-09 Present
Chi Kin Philip Ng 伍志堅 Rep 1 2009-04 2010-05
Henry Kwok To Ng 吳國滔 Rep 1, 2, 4, 5, 9 2023-10 Present
Jeffrey Ka Fai Ng 吳家輝 Rep 1 2007-05 2009-01
Ka Kit (SFC:AFB257) Ng 吳家傑 Rep 1, 4, 6, 9 Pre-2003 2007-05
Wai Man (SFC:ACH939) Ng 吳偉文 Rep 1 2007-05 2007-11
Wai Yu (SFC:ANP282) Ng 吳慧如 Rep 1 2006-08 2007-05
Ling Kwan Ngai 魏令君 Rep 1, 4 2008-12 2024-05
Jingjing Qiu 邱静静 Rep 1, 2, 9 2025-06 Present
Showing 1–100 of 138

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