Ho Ming Mak
麥皓明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ming Mak (麥皓明), a licensed Representative with CE reference BAJ419. Currently licensed at 1 firm(s): New Region Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-08 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-08 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 9 — Asset management | 2024-11-08 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-13 | 2023-06-06 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 9 — Asset management | 2023-02-13 | 2023-06-06 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-26 | 2021-02-23 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-10 | 2021-02-23 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 — Asset management | 2020-07-10 | 2021-02-23 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-06 | 2020-06-29 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-08-06 | 2020-06-29 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-21 | 2018-11-15 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-21 | 2018-11-15 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-21 | 2017-01-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-23 | 2016-06-13 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-30 | 2014-08-18 |