Kin Ming Chan
陳建明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ming Chan (陳建明), a licensed former licensee with CE reference AAI262. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-06 | 2014-08-13 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-03 | 2006-09-01 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-05 | 2005-06-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-25 | 2004-11-05 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-22 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |