Yan Shing
盛欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Shing (盛欣), a licensed Responsible Officer with CE reference AMH385. Currently licensed at 1 firm(s): Sino-Rich Securities & Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-13 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-11-13 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-21 | 2015-11-13 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-21 | 2015-11-13 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-05-25 | 2011-03-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-23 | 2011-03-09 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-23 | 2010-04-12 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-03 | 2011-03-09 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-26 | 2010-04-12 |