Gary Lok Ming Hung
熊洛銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Lok Ming Hung (熊洛銘), a licensed Representative with CE reference ADY288. Currently licensed at 1 firm(s): Sino-Rich Securities & Futures Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-04-18 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 — Asset management | 2024-04-18 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-04 | present |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-10 | 2020-12-17 |
| Artephius Partners Limited | RO | Type 9 — Asset management | 2013-10-25 | 2019-05-10 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-18 | 2011-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-02-16 | 2007-07-31 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-16 | 2007-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-04-11 | 2007-07-31 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2003-06-11 | 2006-03-04 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2006-03-04 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-05-12 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-12 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-05-12 |