Yu Hin Lee
利宇軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Hin Lee (利宇軒), a licensed Responsible Officer with CE reference AZG929. Currently licensed at 1 firm(s): RuiLian Financial Group Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-03 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 9 — Asset management | 2025-09-03 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-29 | 2025-09-03 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 4 — Advising on securities | 2021-05-17 | 2025-05-20 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-06-12 | 2025-05-20 |
| ASA Securities Limited 富國證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-08 | 2025-05-20 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-11 | 2018-12-24 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-28 | 2018-04-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-11 | 2017-11-28 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-11 | 2018-04-09 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-04 | 2016-01-05 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-04 | 2016-01-05 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-09-04 | 2016-01-05 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-05 | 2015-04-30 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-05 | 2015-04-30 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-24 | 2014-10-29 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-24 | 2014-10-29 |
| FX ONE LIMITED 日本網絡通外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-05-06 | 2013-07-01 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-12 | 2012-08-07 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-12 | 2012-08-07 |