Sai Kwong Liu
廖世光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Kwong Liu (廖世光), a licensed former licensee with CE reference AAC402. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-22 | 2024-06-17 |
| Carlyon Securities Limited 格理昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-21 | 2021-02-08 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-05 | 2017-03-31 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-12 | 2016-06-30 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-01 | 2015-12-24 |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-02 | 2013-07-31 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-15 | 2012-02-02 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2004-11-15 | 2011-12-02 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-14 | 2004-11-15 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-13 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-19 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-19 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |