Carlyon Securities Limited

格理昂證券有限公司
CE No. BJI399 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlyon Securities Limited (格理昂證券有限公司), a Hong Kong-based licensed corporation with CE reference BJI399. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 10 (total recorded over time: 21). Earliest licence on file: 2017-07-21.

Registered address

Unit E 22/F, Tower A Billion Centre, 1 Wang Kwong Road, Kowloon Bay, Kowloon

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2017-07-21 present

Licensed staff (all-time) (21)
Active on date

Name Activities First licensed To
Dennis Kwok Fung Chan 陳國峰 RO 1 2025-08 Present
Chi Ho Stanley Chin 錢志浩 RO 1 Rep 1 2017-12 Present
Hon Kuen Fung 馮漢權 RO 1 2017-07 2022-07
Kenneth Kin Chung Lai 黎健聰 RO 1 2022-08 2024-01
Wai Sum Li 李煒森 RO 1 2024-02 Present
Sai Kwong Liu 廖世光 RO 1 2017-07 2021-02
Ka Wo Sze 施嘉和 RO 1 2024-12 2025-11
Xiaoping Xie 谢孝平 RO 1 Rep 1 2021-12 Present
Weijian An 安偉健 Rep 1 2025-07 Present
Debby Mei Ying Chan 陳鎂瑩 Rep 1 2017-11 2018-10
Jerry Chun Chan 陳峻 Rep 1 2021-04 Present
Huihui Fu 付慧慧 Rep 1 2019-06 2019-07
Ka Lun Kwok 郭家麟 Rep 1 2020-01 2020-10
Danny Tsz Kit Lai 黎子傑 Rep 1 2021-09 2022-06
Hiu Suet Lam 林曉雪 Rep 1 2022-03 2022-08
Hoi Tung Lam 林海東 Rep 1 2017-09 2018-12
Cheuk Him Li 李卓謙 Rep 1 2022-09 Present
Ching Hei Shum 岑政熹 Rep 1 2024-11 Present
Chun Ho Wong 黃鎮濠 Rep 1 2024-03 Present
Adrian Yeung 楊學深 Rep 1 2019-07 Present
Yongliang Zhou 周泳良 Rep 1 2021-06 2021-12
Showing 1–21 of 21

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Related