Ka Wo Sze
施嘉和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wo Sze (施嘉和), a licensed Responsible Officer with CE reference BIV051. Currently licensed at 1 firm(s): Photon Dance Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Photon Dance Asset Management (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2026-02-27 | present |
| Photon Dance Asset Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2026-02-27 | present |
| Photon Dance Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2026-02-27 | present |
| Carlyon Securities Limited 格理昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-04 | 2025-11-11 |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-12-04 | 2025-11-11 |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
RO | Type 9 — Asset management | 2024-12-04 | 2025-11-11 |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-04 | 2024-12-04 |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-04 | 2024-12-04 |
| OSL Asset Management Limited | RO | Type 1 — Dealing in securities | 2023-04-25 | 2024-04-02 |
| OSL Asset Management Limited | RO | Type 4 — Advising on securities | 2023-04-25 | 2024-04-02 |
| OSL Asset Management Limited | RO | Type 9 — Asset management | 2023-04-25 | 2024-04-02 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-22 | 2023-04-17 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-10 | 2022-07-30 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-06-23 | 2022-07-30 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
RO | Type 9 — Asset management | 2021-06-23 | 2022-07-30 |
| Wisdom Bright Asset Management Limited 睿見資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-29 | 2021-06-23 |
| LeZi Capital Limited 樂滋資產有限公司 |
RO | Type 9 — Asset management | 2020-05-06 | 2020-12-08 |
| LeZi Capital Limited 樂滋資產有限公司 |
Rep | Type 9 — Asset management | 2020-04-24 | 2020-05-06 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-22 | 2020-03-17 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-22 | 2020-03-17 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-12-22 | 2020-03-17 |