Xiaoping Xie
谢孝平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoping Xie (谢孝平), a licensed Responsible Officer with CE reference BPM129. Currently licensed at 2 firm(s): Carlyon Securities Limited, Carlyon Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyon Securities Limited 格理昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-22 | present |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-14 | present |
| Carlyon Securities Limited 格理昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-14 | 2026-01-22 |