Chun Keung (SFC:AGO011) Lai
賴俊強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Keung (SFC:AGO011) Lai (賴俊強), a licensed Representative with CE reference AGO011. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-25 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-25 | present |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-11 | 2021-02-12 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-11 | 2021-02-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2017-11-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-16 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-16 | 2017-11-30 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-29 | 2014-04-11 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-29 | 2014-04-11 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-26 | 2012-10-29 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-03-26 | 2012-10-29 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-15 | 2012-03-26 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2012-03-26 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-02-14 | 2011-09-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-19 | 2011-09-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-19 | 2011-09-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-03 | 2009-10-10 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-03 | 2009-10-10 |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-02-03 | 2009-10-10 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-18 | 2009-10-10 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-05-18 | 2009-10-10 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-30 | 2009-10-10 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-09 | 2005-03-24 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-01-09 | 2004-10-25 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 9 — Asset management | 2004-01-09 | 2004-10-25 |
| Refco Forex Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2003-11-08 | 2003-12-30 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-30 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-30 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-30 |