Jeffrey Ka Fai Ng
吳家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Ka Fai Ng (吳家輝), a licensed Responsible Officer with CE reference AIR483. Currently licensed at 1 firm(s): Raising International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-20 | present |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 4 — Advising on securities | 2023-02-20 | present |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 9 — Asset management | 2023-02-20 | present |
| Space Asset Management Limited 恆宇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-11 | 2022-04-30 |
| Space Asset Management Limited 恆宇資產管理有限公司 |
RO | Type 9 — Asset management | 2020-03-11 | 2022-04-30 |
| Advent Securities (Hong Kong) Limited 宏智證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-08 | 2022-04-30 |
| Advent Securities (Hong Kong) Limited 宏智證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-26 | 2018-11-08 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-20 | 2018-07-23 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-27 | 2009-01-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2008-03-17 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-29 | 2007-06-11 |