Kin Shing Chen
陳健成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Shing Chen (陳健成), a licensed Responsible Officer with CE reference ACX640. Currently licensed at 1 firm(s): Sino-Rich Securities & Futures Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 4 — Advising on securities | 2024-07-29 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 9 — Asset management | 2024-07-29 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-29 | 2026-02-20 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-07-29 | 2026-02-20 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-30 | 2024-07-29 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-05-30 | 2024-07-29 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-30 | 2024-07-29 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 — Asset management | 2024-05-30 | 2024-07-29 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 9 — Asset management | 2018-09-10 | 2024-04-30 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-08 | 2024-04-30 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-01-08 | 2024-04-30 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 4 — Advising on securities | 2018-01-08 | 2024-04-30 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-13 | 2018-01-08 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-13 | 2018-01-08 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-13 | 2018-01-08 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 — Asset management | 2017-11-13 | 2018-09-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2010-08-06 | 2017-05-18 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-04-11 | 2017-05-18 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-01-19 | 2017-05-18 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2006-01-19 | 2017-05-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-17 | 2006-01-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-17 | 2006-01-19 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 1 — Dealing in securities | 2004-04-02 | 2005-12-31 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 4 — Advising on securities | 2004-04-02 | 2005-12-31 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-03-17 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-21 |