Cepa Alliance Securities Limited

世博證券有限公司

CE No. AHF861 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cepa Alliance Securities Limited (世博證券有限公司), a Hong Kong-based licensed corporation with CE reference AHF861. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 8 (total recorded over time: 46). Earliest licence on file: 2012-08-23.

More firms doing Dealing in securities →More firms doing Advising on securities →

Registered address

7/F, FLAT B, 208 Queen's Road Central, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	2012-08-23	present
Type 6 — Advising on corporate finance	present	2003-08-12
Type 7 — Providing automated trading services	present	2003-07-21

Licensed staff (all-time) (46)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 7 Providing automated trading services

RO only

Name	Activities	First licensed	To
Li Hau Chau 周李厚	RO 1	2004-03	2010-05
Kin Shing Chen 陳健成	RO 1, 7	Pre-2003	2004-03
Steven Man Fai Chen 陳文輝	RO 1, 6, 7	Pre-2003	2003-08
Hon Wing Hui 許漢榮	RO 1 Rep 1	2004-02	2004-07
Chi Keung Kwan 關志強	RO 1, 4 Rep 1	2005-04	Present
Kwok Wing Meocre Li 李國榮	RO 1, 6, 7	Pre-2003	2004-03
Milly Ong 王美莉	RO 1	2006-11	2024-02
Chiu Kwok Poon 潘昭國	RO 1, 6, 7	Pre-2003	2004-03
Alie Chi Chiu Wong 黃子超	RO 1, 4 Rep 1	2004-03	Present
Kin Fai Wong 王健輝	RO 1, 4	2024-05	Present
Yu Chiu Wong 黃宇超	RO 1, 4	2011-10	Present
Peter Yin Chung Yu 余硯頌	RO 1, 4 Rep 1, 4	2004-08	2023-12
Kwong Shan Chan 陳廣山	Rep 1	2004-02	2004-04
Susanna Che Man Ching 覃志敏	Rep 1, 6, 7	Pre-2003	2003-09
Kin Hang (SFC:AZW587) Chow 周健恆	Rep 1, 4	2026-05	Present
Tai Wa Chu 朱大華	Rep 1	2005-05	Present
Ching Wah Joyce Ip 葉青樺	Rep 1, 6, 7	Pre-2003	2003-09
Ann Yuet Yu Lai 賴月如	Rep 1	2004-08	Present
Gaston Sung Him Lam 林崇謙	Rep 1, 6, 7	Pre-2003	2003-09
Kwok Ho Lau 劉國豪	Rep 1, 6, 7	Pre-2003	2003-09
Viola Fung Ling Law 羅鳳玲	Rep 1	2005-07	2010-05
Chi Wing Lee 李志榮	Rep 1	2006-04	2007-11
Kwan Wai Lee 李君蔚	Rep 1, 6, 7	Pre-2003	2004-01
Kwong Yiu Lee 李光耀	Rep 1	2013-11	2025-03
Vivian (SFC:BGQ350) Lee 李詠恆	Rep 1	2016-01	2024-02
Chi Man Lo 羅志文	Rep 1	2005-02	2011-08
Jimmy Kwok Man Lo 盧國文	Rep 1	2007-08	2012-06
Chi Ching Ng 吳志清	Rep 1	2013-11	2015-06
Kai Ni Ng 吳佳妮	Rep 1, 6, 7	Pre-2003	2003-08
Ling Kwan Ngai 魏令君	Rep 1	2004-03	2008-11
Kit Yan So 蘇潔茵	Rep 1	2012-12	2018-03
Tat Fu Tang 鄧達富	Rep 1	2004-09	2009-08
Wai Yi Tang 鄧惠儀	Rep 1	2004-08	2013-08
Siu Hung To 杜兆雄	Rep 1	2004-05	2012-01
Ho Kei Tsang 曾浩基	Rep 1, 4	2012-11	Present
Wai Ching Tsang 曾惠貞	Rep 1, 6, 7	Pre-2003	2003-08
Chi Kin (SFC:AIC832) Wong 黃志堅	Rep 1, 6, 7	Pre-2003	2003-08
Chi Lok (SFC:ATY747) Wong 黃之樂	Rep 1	2009-12	2011-10
Hung Lup Wong 王鴻立	Rep 1	2004-03	2004-07
Hung To Wong 黃洪濤	Rep 1, 6, 7	Pre-2003	2003-08
Suk Ping Wong 黃淑萍	Rep 1	2003-10	2004-03
Gina Kwan Fong Wu 胡羣芳	Rep 1	2005-01	2005-03
Kam Cheong Yan 殷鑑昌	Rep 1, 6, 7	Pre-2003	2003-09
Christopher Chi Man Yau 邱志民	Rep 1, 6, 7	Pre-2003	2003-09
Kai Yu Yau 丘佳瑜	Rep 1	2015-08	2015-09
Weidong Zhang 張衛東	Rep 1, 6, 7	Pre-2003	2003-05