Wai Yi Tang
鄧惠儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yi Tang (鄧惠儀), a licensed Responsible Officer with CE reference AJM660. Currently licensed at 1 firm(s): AAA Securities Co. Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AAA Securities Co. Limited |
RO | Type 1 — Dealing in securities | 2017-05-26 | present |
| AAA Securities Co. Limited |
Rep | Type 1 — Dealing in securities | 2017-04-06 | 2017-05-26 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-06 | 2017-03-28 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-17 | 2013-08-21 |