Yu Chiu Wong
黃宇超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Chiu Wong (黃宇超), a licensed Responsible Officer with CE reference AAC100. Currently licensed at 3 firm(s): SBI E2-Capital Securities Limited, Cepaalliance Asset Management Limited, Cepa Alliance Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-23 | present |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 4 — Advising on securities | 2024-02-23 | present |
| Cepaalliance Asset Management Limited 世博資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-16 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 4 — Advising on securities | 2012-08-23 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-12 | present |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-03-14 | 2011-07-31 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-09 | 2011-07-31 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 — Advising on securities | 2010-08-09 | 2011-07-31 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-19 | 2010-08-09 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-19 | 2010-08-09 |
| Interchina Securities Limited 國中證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-07-16 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2010-07-16 |
| Interchina Securities Limited 國中證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
RO | Type 9 — Asset management | present | 2004-01-14 |