Jimmy Kwok Man Lo
盧國文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Kwok Man Lo (盧國文), a licensed former licensee with CE reference AEU661. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-01 | 2016-04-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-16 | 2012-06-22 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-23 | 2007-08-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-22 | 2005-08-18 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-12 | 2004-03-08 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-10 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| Wang On Securities Limited 宏安證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |