Tai Wa Chu
朱大華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Wa Chu (朱大華), a licensed Representative with CE reference AAE318. Currently licensed at 1 firm(s): Cepa Alliance Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-17 | present |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-24 | 2005-05-14 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-24 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-26 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-26 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-26 |