Kwong Shan Chan
陳廣山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Shan Chan (陳廣山), a licensed former licensee with CE reference AFV359. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-06 | 2026-04-09 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-05 | 2024-06-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 — Advising on securities | 2023-05-05 | 2024-06-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 9 — Asset management | 2023-05-05 | 2024-06-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-20 | 2023-05-05 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-20 | 2023-05-05 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 — Asset management | 2022-07-20 | 2023-05-05 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-11-10 | 2022-05-31 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 9 — Asset management | 2019-01-11 | 2022-05-31 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-17 | 2022-05-31 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-06 | 2022-05-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-01 | 2018-06-29 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-01 | 2018-06-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-19 | 2017-09-21 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-19 | 2017-09-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-10 | 2017-02-01 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-10 | 2017-02-01 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-04 | 2004-04-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-02 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-09 |