Win Securities Limited

贏證券有限公司
CE No. AGV213 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Win Securities Limited (贏證券有限公司), a Hong Kong-based licensed corporation with CE reference AGV213. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 7 — Providing automated trading services. Current licensed staff on file: 1 (total recorded over time: 56).

Registered address

Room 2537-2539, 25/F, Sun Hung Kai Centre, 30 Harbour Road, Wan Chai

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 7 — Providing automated trading services present present
Type 4 — Advising on securities present 2005-01-26
Type 6 — Advising on corporate finance present 2005-01-26
Type 9 — Asset management present 2005-01-26

Licensed staff (all-time) (56)
Active on date

Name Activities First licensed To
Kwong Shan Chan 陳廣山 RO 1 2025-06 2026-04
Chi San Cheung 張致新 RO 1, 7 Pre-2003 2006-10
James Michael Kelso RO 1, 7 2003-08 2004-02
Kai San Ko 高啟申 RO 1 2025-09 Present
Kit Mei Lai 賴潔美 RO 1, 7 2005-02 2014-05
Ivan Chung Ming Law 羅頌明 RO 1 2018-04 2024-10
Sing Lo 盧勝 RO 1, 4, 6, 7, 9 Pre-2003 2005-03
Siu Wai Lui 呂少威 RO 1, 7 Rep 1 2004-03 2024-10
Katsuki Mandai RO 1 2015-02 2017-03
Keiji Okamoto 岡本啓司 RO 1 2017-11 2025-07
Chi Kit Soo 蘇志傑 RO 1 2025-11 2026-04
Man Kwong Tang 鄧文光 RO 1, 7 2005-05 2024-10
Nick Chi Yuen Tang 鄧智遠 RO 1 2014-05 2017-10
Clarence Kam Pui Au 歐錦霈 Rep 1, 7 2007-12 2021-08
Cheuk Ki Jacky Chan 陳卓基 Rep 1, 7 2007-01 2008-05
Hannah Heung Ying Chan 陳向熒 Rep 1, 4, 6, 7, 9 Pre-2003 2004-04
Wing Ho Chan 陳詠豪 Rep 1 2022-08 2024-10
Chun Wai (SFC:AYT961) Cheung 張振威 Rep 1 2012-02 2014-06
Tak To Cheung 張德滔 Rep 1 2021-07 2024-06
Wan Chi Cheung 張韻芝 Rep 1, 7 2006-07 2007-04
Chun Fai Choi 蔡振煇 Rep 1 2018-03 2019-04
Chun Kit Chou 周俊杰 Rep 1, 7 2011-02 2011-06
Beverly Yu Ting Chow 周汝婷 Rep 1, 7 2007-06 2007-10
Grace Kei Sze Chow 周紀思 Rep 1, 7 2004-01 2020-01
Hung Yiu Fong 方雄耀 Rep 1, 7 2010-03 2013-05
Sharon Way On Fung 馮惠安 Rep 1, 7 2005-08 2006-02
Ka Ho (SFC:ARL404) Ho 何家豪 Rep 1, 7 2008-08 2010-04
Lo Sing Ho 何鷺星 Rep 1, 7 2006-04 2006-08
Cho Yan Kok 谷祖欣 Rep 1, 7 2008-04 2009-08
Ho Yip Kwan 關浩業 Rep 1, 7 2008-05 2013-06
Ting Gee Kwan 關婷之 Rep 1, 7 2010-03 2012-02
Stella Suk Fong Lam 林淑芳 Rep 1 2005-03 2005-04
Hoi Tung Lee Rep 1, 7 2008-12 2009-05
Wai Lun (SFC:AXY825) Lee 李偉倫 Rep 1 2013-06 2014-02
Michael Yik Fai Leung 梁奕輝 Rep 1, 7 2011-07 2012-07
Chi Ping Li 李智平 Rep 1 2021-07 2021-10
Chang (SFC:BUV986) Liu 劉暢 Rep 1 2024-07 2024-10
Kai Chung Lo 魯啟宗 Rep 1 2021-07 2024-10
Ming Him Tam 譚銘謙 Rep 1 2021-07 2024-10
David Wing Sang Tse 謝永生 Rep 1, 7 2005-04 2007-12
Wai Man (SFC:AJL009) Tse 謝慧敏 Rep 1, 7 2004-04 2008-04
Chun Ki Wong 王浚棋 Rep 1 2021-07 2021-09
Ka Kit Isaac Wong 黃家傑 Rep 1, 7 2009-08 2009-10
Man Chun (SFC:APQ127) Wong 黃文俊 Rep 1 2008-06 2008-06
Ming Hei Wong 黃明希 Rep 1 2014-06 2024-10
On Ki Wong 黃安琪 Rep 1 2012-12 2024-10
Fan Xie 謝凡 Rep 1 2013-09 2014-04
Shinichiro Yamada Rep 1, 7 2011-12 2013-07
Wing Sin Yan 甄穎善 Rep 1 2013-07 2013-09
Kwok Lun Yau 邱幗麟 Rep 1, 7 2004-12 2005-04
Iris See Lok Yeung 楊詩樂 Rep 1 2021-07 2024-10
Carter Yip 葉基達 Rep 1 2013-07 2016-09
Wai Yuen Young 楊偉源 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Kin Lok Yu 庾建樂 Rep 1, 7 2007-01 2007-12
Fang (SFC:AXG315) Yuan 袁芳 Rep 1, 7 2011-06 2012-03
Jingjing Zhen 甄晶晶 Rep 1, 7 2011-05 2013-01
Showing 1–56 of 56

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