Win Securities Limited
贏證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Win Securities Limited (贏證券有限公司), a Hong Kong-based licensed corporation with CE reference AGV213. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 7 — Providing automated trading services. Current licensed staff on file: 1 (total recorded over time: 56).
Registered address
Room 2537-2539, 25/F, Sun Hung Kai Centre, 30 Harbour Road, Wan Chai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 7 — Providing automated trading services | present | present |
| Type 4 — Advising on securities | present | 2005-01-26 |
| Type 6 — Advising on corporate finance | present | 2005-01-26 |
| Type 9 — Asset management | present | 2005-01-26 |
Licensed staff (all-time) (56)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwong Shan Chan 陳廣山 | RO 1 | 2025-06 | 2026-04 |
| Chi San Cheung 張致新 | RO 1, 7 | Pre-2003 | 2006-10 |
| James Michael Kelso |