Cho Yan Kok
谷祖欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Yan Kok (谷祖欣), a licensed former licensee with CE reference AQY190. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-30 | 2022-06-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-27 | 2022-06-27 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-14 | 2021-07-20 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-14 | 2021-07-20 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-12-07 | 2015-01-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-04 | 2015-01-03 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-04 | 2015-01-03 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-30 | 2011-10-18 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-30 | 2011-10-18 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-10 | 2011-09-16 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-20 | 2011-09-16 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-11 | 2010-09-18 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-29 | 2009-08-12 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-29 | 2009-08-12 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-04-29 | 2009-08-12 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-04-29 | 2009-08-12 |