Sing Lo
盧勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Lo (盧勝), a licensed Responsible Officer with CE reference AEM141. Currently licensed at 1 firm(s): Marble Arch Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marble Arch Asset Management Limited |
RO | Type 4 — Advising on securities | 2026-02-20 | present |
| Marble Arch Asset Management Limited |
RO | Type 9 — Asset management | 2026-02-20 | present |
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-08-10 | 2025-02-28 |
| Convergence Technology Capital Limited 匯科資本(香港)有限公司 |
RO | Type 9 — Asset management | 2023-08-10 | 2025-02-28 |
| N Plus Capital Limited | RO | Type 4 — Advising on securities | 2018-03-08 | 2020-05-31 |
| N Plus Capital Limited | RO | Type 9 — Asset management | 2018-03-08 | 2020-05-31 |
| TOP GEAR ASSET MANAGEMENT COMPANY LIMITED 領馳資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-15 | 2017-08-24 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-04 | 2015-11-10 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2005-05-04 | 2015-11-10 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-05-04 | 2015-11-10 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2005-05-04 | 2015-11-10 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-02 | 2005-05-04 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-01 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-01 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-26 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-26 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-26 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-26 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2005-03-01 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2005-03-01 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2005-01-26 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-26 |