Siu Wai Lui
呂少威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Lui (呂少威), a licensed Responsible Officer with CE reference AGH559. Currently licensed at 1 firm(s): Boom Securities (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-10-05 | present |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-01 | present |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2005-08-01 | present |
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-01 | 2024-10-03 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 7 — Providing automated trading services | 2005-08-01 | 2024-10-03 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-05 | 2005-08-01 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-05 | 2005-08-01 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-26 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-22 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-13 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |