James Michael Kelso
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Michael Kelso ( ), a licensed former licensee with CE reference AFB390. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-08-25 | 2004-02-24 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-08-25 | 2004-02-24 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2003-08-25 | 2004-02-24 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 7 — Providing automated trading services | 2003-08-25 | 2004-02-24 |