David Wing Sang Tse
謝永生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Wing Sang Tse (謝永生), a licensed former licensee with CE reference AAA999. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-21 | 2007-12-14 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-21 | 2007-12-14 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-11-21 | 2007-12-14 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-11-21 | 2007-12-14 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-28 | 2005-06-13 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-28 | 2005-06-13 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-04-28 | 2005-06-13 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-04-28 | 2005-06-13 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-25 | 2003-09-22 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-09 |