Wai Yuen Young
楊偉源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yuen Young (楊偉源), a licensed former licensee with CE reference AFQ895. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-27 | 2004-12-14 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-08-27 | 2004-12-14 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-25 | 2004-12-14 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-20 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-20 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-20 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-20 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-20 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-20 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-20 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-20 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-20 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-20 |