Wai Man (SFC:AJL009) Tse
謝慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:AJL009) Tse (謝慧敏), a licensed former licensee with CE reference AJL009. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFIO Capital Limited 嘉投資本有限公司 |
RO | Type 9 — Asset management | 2019-12-13 | 2023-09-01 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-30 | 2016-04-30 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2015-01-30 | 2016-04-30 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-16 | 2013-02-01 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-16 | 2013-02-01 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-14 | 2014-12-01 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-14 | 2014-12-01 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-21 | 2013-01-14 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-21 | 2013-01-14 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-08 | 2011-02-28 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-09-08 | 2011-02-28 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-16 | 2008-04-02 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-16 | 2008-04-02 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-04-16 | 2008-04-02 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-04-16 | 2008-04-02 |