Vontobel Wealth Management (Hong Kong) Limited
瑞萬通博財富管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vontobel Wealth Management (Hong Kong) Limited (瑞萬通博財富管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BAO421. Current licensed staff on file: 0 (total recorded over time: 31). Earliest licence on file: 2013-01-14.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-01-14 | 2023-04-24 |
| Type 4 — Advising on securities | 2013-01-14 | 2023-04-24 |
| Type 9 — Asset management | 2018-07-17 | 2023-04-24 |
Licensed staff (all-time) (31)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Rowena Cheng 鄭惠敏 | RO 1, 4 Rep 1, 4 | 2014-07 | 2015-12 |
| Alex Wai Kai Fung 馮為佳 | RO 1, 4, 9 Rep 1, 4 | 2014-07 | 2023-04 |
| Heinrich Grabner 葛侃寧 | RO 1, 4 | 2013-01 | 2013-07 |
| Michael Haupt |