Vontobel Wealth Management (Hong Kong) Limited

瑞萬通博財富管理(香港)有限公司
CE No. BAO421 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vontobel Wealth Management (Hong Kong) Limited (瑞萬通博財富管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BAO421. Current licensed staff on file: 0 (total recorded over time: 31). Earliest licence on file: 2013-01-14.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2013-01-14 2023-04-24
Type 4 — Advising on securities 2013-01-14 2023-04-24
Type 9 — Asset management 2018-07-17 2023-04-24

Licensed staff (all-time) (31)
Active on date

Name Activities First licensed To
Rowena Cheng 鄭惠敏 RO 1, 4 Rep 1, 4 2014-07 2015-12
Alex Wai Kai Fung 馮為佳 RO 1, 4, 9 Rep 1, 4 2014-07 2023-04
Heinrich Grabner 葛侃寧 RO 1, 4 2013-01 2013-07
Michael Haupt RO 9 Rep 1, 4 2014-07 2018-07
Stephan Thomas Kolz RO 9 Rep 1, 4 2018-08 2019-02
Wai Tong Lai 黎偉棠 RO 1, 4 Rep 1, 4, 9 2015-08 2023-01
Shuk Yin Rita Lam 林淑賢 RO 1, 4 Rep 1, 4, 9 2014-09 2019-11
Man Ling Amy Lau 劉敏玲 RO 1, 4, 9 Rep 1, 4, 9 2014-07 2023-02
Steven Koon Ho Ng 吳冠豪 RO 1, 4, 9 Rep 1, 4, 9 2015-04 2022-11
Sei Kit Tang 鄧思傑 RO 1, 4 Rep 1, 4 2014-06 2018-02
Bo Wei 衛波 RO 1, 4 Rep 1, 4 2013-01 2014-07
Jing Zhang Brogle RO 1, 4 2013-01 2014-12
Andrea Alberto Maria Caldelari Rep 1, 4 2014-08 2014-11
Lee On Chan 陳理安 Rep 1, 4 2014-07 2016-06
Chen (SFC:BBF167) Chen 陳晨 Rep 1, 4 2013-05 2014-10
Yi Ru Chen 陳怡如 Rep 1, 4 2016-04 2017-03
Lai Ling Choi 徐麗齡 Rep 1, 4 2013-03 2013-11
Thomas Kaspar Geiser Rep 1, 4 2019-11 2020-02
Wai Hung Joannes Ho 何偉雄 Rep 1, 4 2016-06 2017-04
Sheng Chieh Huang 黃聖傑 Rep 1, 4 2020-06 2021-12
Hui (SFC:AVQ821) Jin 金暉 Rep 1, 4 2013-07 2013-09
Lars Matthias Kalbreier Rep 1, 4 2018-11 2018-11
Antonius Hermann Werner Knep Rep 1, 4 2015-01 2015-04
Chih-Ping Ku 古致平 Rep 1, 4 2014-04 2014-07
Ching Heung Ku 古清香 Rep 1, 4 2016-08 2022-08
John Junior Lam 林慕賢 Rep 1, 4 2013-09 2014-09
Xueying (SFC:BEC599) Li 李雪瑩 Rep 1, 4 2014-09 2016-07
Tuen Yee Angel Lin 連端儀 Rep 1, 4 2014-07 2023-01
Wing Sze Winnie Tang 鄧詠詩 Rep 1, 4 2016-06 2016-07
Wai Man (SFC:AJL009) Tse 謝慧敏 Rep 1, 4 2013-01 2014-12
Daniel Davis Fritz Willi Wenger Rep 1, 4 2014-06 2014-07
Showing 1–31 of 31

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