Wing Sze Winnie Tang
鄧詠詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sze Winnie Tang (鄧詠詩), a licensed former licensee with CE reference AGF374. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-13 | 2022-02-23 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-13 | 2022-02-23 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2021-12-13 | 2022-02-23 |
| Cynergy Asset Management Limited |
Rep | Type 9 — Asset management | 2017-07-26 | 2018-05-31 |
| Cynergy Asset Management Limited |
Rep | Type 4 — Advising on securities | 2017-07-11 | 2018-05-31 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-15 | 2017-06-02 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-15 | 2017-06-02 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-10 | 2016-07-31 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-10 | 2016-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-08 | 2012-02-17 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-04-08 | 2012-02-17 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2003-07-23 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-23 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | present | 2003-07-23 |