SP Securities Limited
中盈證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SP Securities Limited (中盈證券有限公司), a Hong Kong-based licensed corporation with CE reference BGB351. Current licensed staff on file: 0 (total recorded over time: 14). Earliest licence on file: 2016-03-11.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-03-11 | 2019-03-27 |
| Type 4 — Advising on securities | 2016-03-11 | 2019-03-27 |
| Type 9 — Asset management | 2017-03-31 | 2019-03-27 |
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Ip Chan 陳志業 | RO 1, 4, 9 Rep 1, 4 | 2017-10 | 2019-01 |
| Man Yu Cheung 張文裕 | RO 1, 4, 9 Rep 1, 4 | 2016-06 | 2017-11 |
| Heinrich Grabner 葛侃寧 | RO 1, 4, 9 | 2016-03 | 2018-01 |
| Donald William Klip | RO 1, 4 Rep 1, 4 | 2016-04 | 2017-02 |
| Man Yee Kwan 關文懿 | RO 9 Rep 1, 4 | 2016-04 | 2017-07 |
| Yan Kit Lau 劉恩傑 | RO 1 Rep 1, 4, 9 | 2017-11 | 2019-03 |
| Patrick Nicholas Maloney | RO 1, 4 | 2016-03 | 2017-02 |
| Chi Keung Sit 薛志強 | RO 9 Rep 9 | 2018-01 | 2019-01 |
| Daisy Dick Yee Tsui 徐狄怡 | RO 4, 9 Rep 1, 4, 9 | 2018-01 | 2019-01 |
| Lai Ling Choi 徐麗齡 | Rep 1, 4, 9 | 2017-02 | 2017-12 |
| Wing Yi Choi 蔡詠兒 | Rep 1, 4 | 2016-04 | 2016-07 |
| Man Ho Chung 鍾文浩 | Rep 1 | 2016-05 | 2018-10 |
| Kwok Leung Lau 劉國良 | Rep 1 | 2016-03 | 2018-10 |
| Wing Sze Winnie Tang 鄧詠詩 | Rep 1, 4 | 2016-08 | 2017-06 |
Showing 1–14 of 14