Daisy Dick Yee Tsui
徐狄怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daisy Dick Yee Tsui (徐狄怡), a licensed former licensee with CE reference AMJ137. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-20 | 2024-06-25 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-20 | 2024-06-25 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-30 | 2024-05-20 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-30 | 2024-05-20 |
| Ethk Funds Limited | RO | Type 9 — Asset management | 2019-05-30 | 2026-04-28 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-08 | 2019-05-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-08 | 2019-05-30 |
| Ethk Funds Limited | Rep | Type 9 — Asset management | 2019-04-08 | 2019-05-30 |
| QFIN HK Limited | RO | Type 1 — Dealing in securities | 2019-01-24 | 2019-04-04 |
| QFIN HK Limited | RO | Type 4 — Advising on securities | 2019-01-08 | 2019-04-04 |
| QFIN HK Limited | RO | Type 9 — Asset management | 2019-01-08 | 2019-04-04 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-24 | 2019-01-01 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 9 — Asset management | 2018-02-13 | 2019-01-01 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-16 | 2019-01-01 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-16 | 2018-07-24 |
| SP Securities Limited 中盈證券有限公司 |
Rep | Type 9 — Asset management | 2018-01-16 | 2018-02-13 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-28 | 2017-12-18 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-14 | 2017-12-18 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-14 | 2017-12-18 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-30 | 2017-07-28 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-26 | 2016-08-31 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 — Asset management | 2013-08-15 | 2014-02-28 |
| GCAM Limited 國采資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-11-13 | 2013-06-30 |
| Stand Rich Asset Management Limited 庫立資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-08-20 | 2012-10-08 |