Ethk Funds Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ethk Funds Limited, a Hong Kong-based licensed corporation with CE reference ALC006. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 1 (total recorded over time: 29). Earliest licence on file: 2005-01-13.
Registered address
Unit 04, 23/F, Yardley Commercial Building, 3 Connaught Road West, Sheung Wan, HK
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2010-06-25 | present |
| Type 4 — Advising on securities | 2005-01-13 | 2008-08-27 |
| Type 9 — Asset management | 2005-01-13 | 2008-08-27 |
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Debby Wan Ying Chan 陳韻盈 | RO 9 | 2010-06 | 2018-08 |
| Wah Lee Chan 陳華利 | RO 9 | 2024-01 | 2024-05 |
| Dennis Wing Kit Chow 周榮傑 | RO 4, 9 | 2005-01 | 2005-09 |
| Peter Yiu Man Fu 符耀文 | RO 9 Rep 9 | 2016-12 | 2023-10 |
| Elsa Yuk Ying Lam 林玉英 | RO 9 | 2010-06 | 2017-02 |
| Fung (SFC:AEZ198) Lam 林峰 | RO 4, 9 Rep 4, 9 | 2005-12 | 2008-02 |
| Su Lung Leung 梁肇麟 | RO 9 Rep 9 | 2023-12 | Present |
| Kingston King Ham Lin 連敬涵 | RO 9 | 2018-10 | 2019-05 |
| Chak Hung Mak 麥澤鴻 | RO 4, 9 | 2005-01 | 2005-07 |
| Hua Qian 錢華 | RO 9 Rep 9 | 2021-02 | 2024-05 |
| Patrick Sun 辛定華 | RO 4, 9 | 2006-12 | 2008-07 |
| Ronald Hiu Fai Sung 宋曉輝 | RO 9 | 2012-03 | 2015-01 |
| Ming Kwong Tse 謝明光 | RO 9 | 2017-03 | 2020-09 |
| Daisy Dick Yee Tsui 徐狄怡 | RO 9 Rep 9 | 2019-04 | 2026-04 |
| Lawrence Wai Kong Wu 胡偉剛 | RO 4, 9 | 2005-07 | 2007-12 |
| Dorothy Tze Mei Yung 翁紫薇 | RO 9 | 2020-01 | 2020-06 |
| King Yeung Chan 陳景揚 | Rep 9 | 2020-07 | 2021-01 |
| Bonathan Wai Ka Cheung 張唯加 | Rep 9 | 2018-08 | 2022-06 |
| Kwong San Chung 鍾廣燊 | Rep 9 | 2018-10 | 2019-04 |
| Kei Tat Lee 李基達 | Rep 9 | 2019-04 | 2022-12 |
| Chuen Ching Leung 梁存正 | Rep 4, 9 | 2007-04 | 2008-04 |
| Ying Chun Leung 梁莹真 | Rep 9 | 2018-09 | 2023-10 |
| Tommy Leung Heung Ong 王良享 | Rep 9 | 2022-02 | 2023-10 |
| Betty Wai Yee So 蘇慧兒 | Rep 9 | 2016-12 | 2023-10 |
| Ping Yee Tam 譚秉義 | Rep 9 | 2018-12 | 2022-11 |
| Tingfei Zhang 張婷菲 | Rep 9 | 2015-07 | 2017-08 |
| Hao Zhong 鍾昊 | Rep 9 | 2023-04 | 2023-10 |
| Yujia Zhu 朱羽佳 | Rep 9 | 2021-12 | 2023-10 |
| Siqin Zou 鄒思琴 | Rep 9 | 2019-06 | 2019-10 |
Showing 1–29 of 29
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