Ronald Hiu Fai Sung
宋曉輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Hiu Fai Sung (宋曉輝), a licensed Responsible Officer with CE reference AIU569. Currently licensed at 1 firm(s): Brightus Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brightus Management Limited 博萃管理有限公司 |
RO | Type 4 — Advising on securities | 2022-07-15 | present |
| Brightus Management Limited 博萃管理有限公司 |
RO | Type 9 — Asset management | 2022-07-15 | present |
| Springwell Capital Limited 淞泉資本有限公司 |
RO | Type 9 — Asset management | 2021-01-26 | 2022-03-18 |
| Cedarlake Global International Limited 錦沄環球國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-09-24 | 2020-09-01 |
| AccFin Corporate Finance Limited 安里融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-07-30 | 2019-08-31 |
| China Enterprise Capital Company Limited 華業金控資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-12-15 | 2018-06-30 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 — Asset management | 2017-03-08 | 2017-10-23 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2017-01-09 | 2017-03-08 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2015-04-08 | 2016-11-23 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-02-09 | 2015-04-08 |
| Ethk Funds Limited | RO | Type 9 — Asset management | 2012-03-08 | 2015-01-01 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-09-12 | 2015-01-01 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-18 | 2011-09-12 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-08 | 2010-12-28 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-06-30 | 2010-12-28 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-06-29 | 2011-01-05 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2010-06-29 | 2011-01-05 |
| Alpha Nova Capital Management Limited |
RO | Type 4 — Advising on securities | 2008-12-16 | 2009-12-31 |
| Alpha Nova Capital Management Limited |
RO | Type 6 — Advising on corporate finance | 2008-12-16 | 2009-12-31 |
| Alpha Nova Capital Management Limited |
RO | Type 9 — Asset management | 2008-12-16 | 2009-12-31 |
| Alpha Nova Capital Management Limited |
Rep | Type 4 — Advising on securities | 2007-05-15 | 2008-12-16 |
| Alpha Nova Capital Management Limited |
Rep | Type 6 — Advising on corporate finance | 2007-04-19 | 2008-12-16 |
| Alpha Nova Capital Management Limited |
Rep | Type 9 — Asset management | 2007-04-19 | 2008-12-16 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-06 | 2007-03-23 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-08-06 | 2007-03-23 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-12 | 2004-01-31 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-12 | 2004-01-31 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 9 — Asset management | 2003-06-12 | 2004-01-31 |