China Enterprise Securities Company Limited
華業金控證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Enterprise Securities Company Limited (華業金控證券有限公司), a Hong Kong-based licensed corporation with CE reference ADJ832. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 69). Earliest licence on file: 2011-01-27.
Registered address
Unit 05 20/F, Hua Qin International Building, 340 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 1 — Dealing in securities | 2011-01-27 | 2026-02-04 |
| Type 2 — Dealing in futures contracts | 2019-02-19 | 2026-02-04 |
| Type 5 — Advising on futures contracts | 2019-02-19 | 2026-02-04 |
| Type 5 — Advising on futures contracts | present | 2004-11-10 |
| Type 6 — Advising on corporate finance | present | 2004-11-10 |
Licensed staff (all-time) (69)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kin Leung Chan 陳建良 | RO 4, 9 | 2016-09 | 2017-02 |
| Richard Harris | RO 4, 9 Rep 4, 9 | 2009-01 | 2010-08 |
| Ho Ming (SFC:AZG575) Ho 何浩銘 | RO 1, 2, 4, 5, 9 Rep 1, 4, 9 | 2017-11 | 2019-03 |
| Yumiko Ikezaki 池崎由美子 | RO 4, 9 Rep 4, 6, 9 | Pre-2003 | 2007-03 |
| Wan Wa Kwong 鄺韻樺 | RO 1, 4, 9 Rep 1, 4, 9 | 2020-02 | Present |
| Ka Ling (SFC:AYC315) Lam 林嘉玲 | RO 1, 4 Rep 1, 4 | 2017-06 | 2019-03 |
| Wai Chung (SFC:APV528) Lee 李偉忠 | RO 1, 2, 4, 5 | 2024-05 | 2025-02 |
| Doris Ming Li 李敏 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-03 | 2017-11 |
| Ka Ying Li 李家盈 | RO 1, 4 Rep 1, 4, 9 | 2017-06 | 2017-08 |
| Kam Tong Man 萬錦堂 | RO 1, 4, 9 Rep 1, 4 | 2017-09 | 2019-03 |
| Walter Gilbert Mearns Nimmo | RO 1, 4, 9 | 2007-02 | 2015-01 |
| Yuanqing Rui 芮元青 | RO 9 Rep 9 | 2018-01 | 2018-07 |
| Kenny Chi Yiu Siu 邵志堯 | RO 1, 2, 4, 5 Rep 9 | 2020-10 | 2023-12 |
| Ronald Hiu Fai Sung 宋曉輝 | RO 9 Rep 9 | 2017-01 | 2017-10 |
| Linyang Tian 田林洋 | RO 1, 2, 5 Rep 1, 9 | 2020-04 | Present |
| Andes Fai Tin Tsoi 蔡揮田 | RO 2, 5 Rep 1 | 2025-06 | 2025-12 |
| Tetsuji Wakao 若生哲史 | RO 2, 5, 9 Rep 1, 9 | 2017-11 | 2019-03 |
| Chun-Way Wang 王仲偉 | RO 1, 4, 9 | 2020-02 | 2020-05 |
| Masako Watanabe | RO 1, 4, 5, 6, 9 | Pre-2003 | 2016-07 |
| Frederick Chiu Hoi Wong 黃照開 | RO 1, 9 | 2016-08 | 2016-11 |
| Hiu Ying (SFC:BEB233) Wong 黃曉瑩 | RO 1, 4 Rep 1, 4 | 2017-06 | 2018-01 |
| Yun Fai Wong 黃潤輝 | RO 1, 4 Rep 1, 4, 9 | 2016-10 | 2017-03 |
| Tak Sun Nelson Ying 應德信 | RO 1, 4, 9 | 2019-05 | Present |
| Yee Fung Yu 余苡蜂 | RO 9 Rep 1, 4, 9 | 2017-06 | 2017-10 |
| Jing (SFC:BMY570) Bian 卞静 | Rep 1 | 2018-06 | 2018-06 |
| Lap Hong (SFC:BIL968) Chan 陳立康 | Rep 1, 9 | 2016-11 | 2017-08 |
| Sheung Chi Chan 陳上智 | Rep 1, 4, 9 | 2012-02 | 2014-03 |
| Chi Lung (SFC:AGO661) Cheung 張子龍 | Rep 1, 4 | 2017-05 | 2017-12 |
| Ka Tak Chong 莊嘉德 | Rep 1 | 2017-01 | 2017-05 |
| Hon Man Chu 朱漢民 | Rep 1, 9 | 2016-10 | 2017-09 |
| Po King Chung 鍾寶瓊 | Rep 1 | 2017-04 | 2017-05 |
| Nejteh Movses Demirian | Rep 1, 4, 9 | 2023-10 | 2023-12 |
| Renzhi Fu 傅仁智 | Rep 1 | 2017-01 | 2017-03 |
| Benoit Gilles Guerillot | Rep 4, 9 | 2006-10 | 2008-07 |
| Yuan Hai 海媛 | Rep 1, 4, 9 | 2011-08 | 2011-12 |
| Meng Huang 黃萌 | Rep 1, 4 | 2021-10 | Present |
| Sai Kit Hui 許世杰 | Rep 1 | 2016-12 | 2017-03 |
| Tsz King Ip 葉子敬 | Rep 1, 4, 9 | 2017-03 | 2019-03 |
| Chiu Ting Kwok 郭昭廷 | Rep 1, 9 | 2017-07 | 2019-04 |
| Wing Tsui Ivy Lai 黎穎翠 | Rep 1, 9 | 2018-07 | 2019-04 |
| Ching (SFC:BJO001) Lam 林靜 | Rep 1 | 2017-06 | 2018-01 |
| Kwong Ho Lam 林光浩 | Rep 1 | 2017-01 | 2017-04 |
| Chaak Ming Lau 劉擇明 | Rep 1, 4, 9 | 2010-12 | 2011-06 |
| Chin Sing Lau 劉展昇 | Rep 1 | 2017-01 | 2017-06 |
| Chun Hin (SFC:BIT239) Lee 李震軒 | Rep 1, 4, 9 | 2017-06 | 2017-10 |
| Kwok Wan Lee 李冠潤 | Rep 1, 4, 9 | 2020-09 | 2024-08 |
| Yee Lung Leung 梁鐿朧 | Rep 1 | 2018-02 | 2018-06 |
| Cheong Wing Li 李昌穎 | Rep 1 | 2017-01 | 2017-03 |
| Long Lin 林曨 | Rep 1, 9 | 2024-09 | 2026-03 |
| Li (SFC:AVR897) Liu 劉莉 | Rep 1 | 2017-02 | 2017-03 |
| Wai Lo 盧唯 | Rep 1 | 2017-01 | 2017-03 |
| Yuhan Lou 婁宇涵 | Rep 1, 9 | 2018-03 | 2019-04 |
| Ching Chung Luk 陸清松 | Rep 1, 4 | 2017-04 | 2018-02 |
| Yoko Nemoto | Rep 4, 9 | 2008-08 | 2009-10 |
| Man Ng 伍敏 | Rep 1 | 2020-04 | 2025-12 |
| Anan Shi 時安安 | Rep 1, 4 | 2021-06 | 2024-09 |
| Yie Tai Siu 蕭懿德 | Rep 1, 4, 9 | 2008-08 | 2014-07 |
| Yuen Han Sun 孫婉嫻 | Rep 1, 4, 9 | 2017-03 | 2017-09 |
| Yu Ching Tang 鄧宇晴 | Rep 1 | 2018-02 | 2019-02 |
| Yuen Ting To 陶婉婷 | Rep 1 | 2017-01 | 2017-03 |
| Yat Kei Teddy Tse 謝日基 | Rep 1, 4, 9 | 2016-08 | 2017-05 |
| James Patrick Wilder White | Rep 9 | 2019-05 | 2019-12 |
| Hei Lim Wong 黃希廉 | Rep 1 | 2017-02 | 2017-03 |
| Pak Hin Wong 黃柏軒 | Rep 1 | 2017-10 | 2019-01 |
| Pik Shan (SFC:BIT649) Wong 黃碧珊 | Rep 1 | 2017-01 | 2017-10 |
| Tin Chun Wong 黃鈿蓁 | Rep 1 | 2016-12 | 2017-04 |
| Tsz Wai (SFC:AYJ435) Wong 黃子偉 | Rep 1, 9 | 2016-12 | 2018-01 |
| Ho Yan Yeung 楊浩恩 | Rep 1 | 2017-01 | 2017-08 |
| Philippe Zhang | Rep 4, 9 | 2025-01 | Present |
Showing 1–69 of 69
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