Chiu Ting Kwok
郭昭廷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Ting Kwok (郭昭廷), a licensed former licensee with CE reference BEN180. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-03 | 2024-01-15 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 9 — Asset management | 2022-11-03 | 2024-01-15 |
| BG Capital Management (Asia) Limited 柏治資本管理（亞洲）有限公司 |
RO | Type 4 — Advising on securities | 2021-12-14 | 2022-06-06 |
| BG Capital Management (Asia) Limited 柏治資本管理（亞洲）有限公司 |
RO | Type 9 — Asset management | 2021-12-14 | 2022-06-06 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-24 | 2021-10-29 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-18 | 2019-12-23 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-18 | 2019-12-23 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2017-10-12 | 2019-04-30 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-11 | 2019-04-30 |