Yuen Han Sun
孫婉嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Han Sun (孫婉嫻), a licensed Responsible Officer with CE reference AGN808. Currently licensed at 1 firm(s): Hazel Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hazel Securities Limited 海澤證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-11-24 | present |
| Hazel Securities Limited 海澤證券有限公司 |
RO | Type 4 — Advising on securities | 2025-11-24 | present |
| Golden K2 Securities Limited | RO | Type 1 — Dealing in securities | 2023-11-13 | 2024-05-31 |
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-02 | 2022-08-31 |
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
RO | Type 4 — Advising on securities | 2022-06-02 | 2023-08-14 |
| BridgeWood Alternatives Limited |
RO | Type 1 — Dealing in securities | 2021-07-02 | 2021-12-31 |
| BridgeWood Alternatives Limited |
RO | Type 4 — Advising on securities | 2021-07-02 | 2021-12-31 |
| Finex Hong Kong Limited | Rep | Type 9 — Asset management | 2020-07-17 | 2021-03-31 |
| Finex Hong Kong Limited | RO | Type 1 — Dealing in securities | 2020-02-03 | 2021-03-31 |
| Finex Hong Kong Limited | RO | Type 4 — Advising on securities | 2020-02-03 | 2021-03-31 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 4 — Advising on securities | 2019-02-01 | 2020-01-31 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-22 | 2020-01-31 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-02 | 2018-01-22 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-17 | 2017-09-11 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-17 | 2017-09-11 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2017-03-17 | 2017-09-11 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-05 | 2017-02-11 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-05 | 2017-02-11 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-05 | 2017-02-11 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-05 | 2017-02-11 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-11 | 2011-04-28 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-14 | 2008-01-12 |