Livermore Holdings Limited
利弗莫爾證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Livermore Holdings Limited (利弗莫爾證券有限公司), a Hong Kong-based licensed corporation with CE reference BJN764. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 10 (total recorded over time: 30). Earliest licence on file: 2017-11-13.
Registered address
Unit 1214A 12/F, Tower II Cheung Sha Wan Plaza, 833 Cheung Sha Wan Road, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-11-13 | present |
| Type 4 — Advising on securities | 2022-06-02 | present |
Licensed staff (all-time) (30)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lok Wai Cheng 鄭洛煒 | RO 1 | 2021-03 | 2021-07 |
| Qianqian He 何謙謙 | RO 1 | 2022-02 | 2022-05 |
| Pui Cheung Law 羅沛長 | RO 1, 4 Rep 1 | 2023-06 | Present |
| Brian Yuk Keung Li 李旭強 | RO 1 | 2017-11 | Present |
| Jiusong Lin 林久淞 | RO 1, 4 Rep 1 | 2017-12 | Present |
| Yunjun Mao 毛云鋆 | RO 4 | 2022-06 | 2023-11 |
| Yuen Han Sun 孫婉嫻 | RO 1, 4 | 2022-06 | 2023-08 |
| Kee Chow Tsui 徐琦洲 | RO 1 | 2017-11 | 2021-10 |
| Wei Zuo 左為 | RO 1 | 2021-04 | 2022-01 |
| Mengqi Chen 陳夢琦 | Rep 1 | 2020-07 | 2022-05 |
| Man Yi Cheung 張文意 | Rep 1 | 2022-04 | 2022-07 |
| Wanjun He 何婉君 | Rep 1 | 2018-04 | 2019-05 |
| Ka Ying Ho 何家盈 | Rep 1 | 2022-11 | 2025-01 |
| Liyuan Hu 胡丽媛 | Rep 1 | 2026-01 | Present |
| Yile Jie 揭怡樂 | Rep 1, 4 | 2024-05 | 2025-08 |
| Ming Tat Ku 顧明達 | Rep 1, 4 | 2022-11 | 2025-06 |
| Lai Wa Lee 李麗華 | Rep 1 | 2022-04 | 2022-09 |
| Xiang Lu 陸庠 | Rep 1 | 2025-09 | Present |
| Yi Ma 馬毅 | Rep 1, 4 | 2025-10 | Present |
| Aileen Wang Ong | Rep 1 | 2025-12 | Present |
| Ye (SFC:BTC783) Shi 石曄 | Rep 1, 4 | 2022-11 | 2025-05 |
| Yue Tao 陶越 | Rep 1 | 2019-10 | 2019-11 |
| Xiaoting Wu 伍晓婷 | Rep 1, 4 | 2025-06 | Present |
| Miaozhen Xiao 肖妙珍 | Rep 1 | 2019-02 | 2019-08 |
| Chunsheng Yan 顏春盛 | Rep 1 | 2022-08 | 2023-01 |
| Pan Ye 葉攀 | Rep 1 | 2022-01 | 2022-03 |
| Hongye Zhang 張竑燁 | Rep 1 | 2025-11 | Present |
| Zhiliu Zhang 張枝柳 | Rep 1 | 2019-11 | 2021-12 |
| Huan (SFC:BNL587) Zhou 周嬛 | Rep 1 | 2018-09 | 2019-05 |
| Jing (SFC:BVT548) Zhou 周晶 | Rep 1 | 2025-02 | Present |
Showing 1–30 of 30
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司