Brian Yuk Keung Li
李旭強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Yuk Keung Li (李旭強), a licensed Responsible Officer with CE reference AEC983. Currently licensed at 1 firm(s): Livermore Holdings Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-13 | present |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-21 | 2016-09-15 |
| Bluestone Securities (HK) Co., Limited 青石證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-24 | 2015-09-01 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-17 | 2014-07-01 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-07 | 2007-08-16 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-07 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-06 |