Lok Wai Cheng
鄭洛煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Wai Cheng (鄭洛煒), a licensed former licensee with CE reference ALS138. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-03-01 | 2025-09-15 |
| VMI Securities Limited 創市証劵有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-22 | 2023-09-22 |
| VMI Securities Limited 創市証劵有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-21 | 2023-03-22 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-08 | 2022-12-31 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 4 — Advising on securities | 2021-11-08 | 2022-12-31 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-01 | 2021-11-08 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-01 | 2021-11-08 |
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-05 | 2021-07-09 |
| Kirin Securities Limited 麒麟證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-09 | 2020-03-04 |
| Kirin Securities Limited 麒麟證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-09 | 2020-03-04 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2015-12-14 | 2018-01-10 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-24 | 2018-01-10 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-01 | 2015-12-14 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-04 | 2015-09-24 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-21 | 2014-07-31 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-21 | 2014-07-31 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-03 | 2012-04-18 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-03 | 2012-04-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-11 | 2011-04-28 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-02 | 2011-04-28 |