Kaiser Securities Limited
嘉信証券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaiser Securities Limited (嘉信証券有限公司), a Hong Kong-based licensed corporation with CE reference ABT487. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 16 (total recorded over time: 117).
Registered address
Units 3102-05, 31/F, West Tower, Shun Tak Centre, 168-200 Connaught Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2005-02-18 |
| Type 6 — Advising on corporate finance | present | 2005-02-18 |
| Type 9 — Asset management | present | 2005-02-18 |
Licensed staff (all-time) (117)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stanley Ka Man Choy 蔡嘉文 | RO 1 Rep 1 | 2018-01 | Present |
| Frederick Chun Hung Chu 朱俊雄 | RO 1 Rep 1 | 2019-06 | Present |
| Brian Wei Lung Fung 馮煒能 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2017-04 |
| Kin Chung Kwok 郭建聰 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2009-01 |
| Ping Wai Kwong 鄺平威 | RO 1, 4, 6, 9 | Pre-2003 | 2006-01 |
| Yick Chor Kwong 鄺奕初 | RO 1 Rep 1 | 2013-05 | Present |
| Yuk Chiu Lam 林育超 | RO 1 Rep 1 | 2007-03 | 2011-09 |
| Yiu Wai Lau 劉耀威 | RO 1 | 2017-06 | 2018-04 |
| Wai Hung Leung 梁偉鴻 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2015-08 |
| Sai Lok Edmond Shek 石世諾 | RO 1 Rep 1 | 2017-07 | Present |
| Kam Keung Wong 黃錦強 | RO 1 Rep 1 | 2005-01 | 2019-10 |
| Man Kin Yeung 楊文健 | RO 1 Rep 1 | 2019-09 | 2020-08 |
| Sin Leung Yung 翁善良 | RO 1 | 2003-06 | 2019-10 |
| Kit Tung Au 歐傑東 | Rep 1 | 2009-03 | 2009-09 |
| Yu Yeung Au 歐宇揚 | Rep 1 | 2026-03 | Present |
| Yang (SFC:BRS565) Bian |