Pak Tong Lau
劉百棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Tong Lau (劉百棠), a licensed former licensee with CE reference ABN840. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-06 | 2023-02-01 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-06 | 2023-02-01 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-03 | 2013-05-01 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-03 | 2013-05-01 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-07-27 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-07-27 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-07-27 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2007-07-27 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-16 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-16 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-25 |