Fanny Tak Lin Ng
吳德蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fanny Tak Lin Ng (吳德蓮), a licensed Responsible Officer with CE reference AFP712. Currently licensed at 2 firm(s): Zhong Yang Securities Limited, Zhong Yang Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Yang Securities Limited 中陽證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-22 | present |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 4 — Advising on securities | 2024-02-22 | present |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 9 — Asset management | 2024-02-22 | present |
| Zhong Yang Securities Limited 中陽證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-09 | 2024-02-22 |
| Zhong Yang Capital Limited 中陽資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-09 | 2024-02-22 |
| Zhong Yang Capital Limited 中陽資本有限公司 |
Rep | Type 9 — Asset management | 2024-02-09 | 2024-02-22 |
| CF Asset Management Limited 長复資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-06 | 2023-11-17 |
| CF Asset Management Limited 長复資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-06 | 2023-11-17 |
| CF Securities Limited 長复證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-01 | 2023-11-17 |
| CF Securities Limited 長复證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2018-02-01 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-09 | 2017-09-04 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-09-04 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-18 |