Nyon Yiu Fai Tsang
曾曜暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nyon Yiu Fai Tsang (曾曜暉), a licensed former licensee with CE reference ALT747. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2010-07-07 | 2011-06-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-25 | 2011-06-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-25 | 2011-06-01 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-18 | 2007-03-29 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-18 | 2007-03-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-03 | 2006-07-15 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-03 | 2006-07-15 |