Yick Chor Kwong
鄺奕初
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yick Chor Kwong (鄺奕初), a licensed Representative with CE reference AAO710. Currently licensed at 2 firm(s): Kaiser Securities Limited, Kaiser Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-01 | present |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-01 | present |
| Kaiser Securities Limited 嘉信証券有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-09 | 2017-12-01 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-07-09 | 2017-12-01 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-24 | 2013-07-09 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-24 | 2013-07-09 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-18 | 2013-05-01 |
| Topmore Commodities Limited 德盛期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-08-18 | 2013-05-01 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-15 | 2004-08-18 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-05-31 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-07-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-27 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-10-27 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-27 |
| Enlighten Futures Limited 名匯期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-10-27 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 9 — Asset management | present | 2003-10-27 |