Tak Wa Li
李德華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wa Li (李德華), a licensed former licensee with CE reference AAJ793. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-03 | 2016-08-03 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-03 | 2016-08-03 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-12 | 2012-11-30 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-12 | 2012-11-30 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-02 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-03-02 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-01 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-03-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-01 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-03-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-03-01 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-01 |