Nelson King Sau Pang
彭敬修
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson King Sau Pang (彭敬修), a licensed Responsible Officer with CE reference AQY764. Currently licensed at 1 firm(s): Sympho Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sympho Wealth Management Limited 先發財富管理有限公司 |
RO | Type 4 — Advising on securities | 2025-07-24 | present |
| Sympho Wealth Management Limited 先發財富管理有限公司 |
RO | Type 9 — Asset management | 2025-07-24 | present |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-20 | 2024-07-12 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 4 — Advising on securities | 2022-09-20 | 2024-07-12 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 9 — Asset management | 2022-09-20 | 2024-07-12 |
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-01 | 2022-09-20 |
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-01 | 2022-09-20 |
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 9 — Asset management | 2020-06-01 | 2022-09-20 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-28 | 2020-05-08 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-28 | 2020-05-08 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-28 | 2020-05-08 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-19 | 2018-06-14 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-19 | 2018-06-14 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-19 | 2018-06-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-03 | 2014-10-20 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-10-13 | 2011-11-01 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2011-11-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2011-11-01 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-02 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-02 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-05-02 | 2009-07-31 |